自由容器
SERVICE
自由容器-副本1-副本1-副本2-副本1-副本1-副本2-副本1-副本3
自由容器-副本3-副本1-副本1-副本3
自由容器
INTRODUCTION TO LABUAN INVESTMENT BANK
Labuan investment banking business is defined as:
- The business of providing credit facilities
- The business of providing consultancy and advisory services relating to corporate and investment matters or making investments on behalf of any person, including dealing in securities, or making and managing investments on behalf of any person.
- The business of undertaking foreign exchange transactions, interest rate swaps, dealings in derivative instruments or derivative financial instruments or any other similar risk management activities.
- Labuan financial business.
- Such other business as Labuan FSA may specify, with the approval of the Minister of Finance, in any currency (including in Malaysian Ringgit where permitted by the Financial Services Act 2013 or such other relevant law in force).
Labuan investment banks are not allowed to accept deposits.
自由容器-副本2
Entry Requirements
A Labuan investment bank can be set up as a branch or subsidiary and registered or incorporated under the Labuan Companies Act 1990. The application may be accepted from:
1.An investment bank or group engaging in investment banking activities licensed by the regulatory authority in the country of origin.
2.A licensed bank or an established financial institution or financial service provider supervised by a competent regulatory authority.
3.Any institutions licensed under the Financial Services Act 2013 with prior approval from Bank Negara Malaysia; and
4.Corporations with the necessary expertise and experience in the financial or financial-related industry with at least three years of good track record and sound financial performance.
自由容器-副本2-副本1
Application Requirements
An applicant is required to submit an application of which the submission should include the following
1.A letter of awareness from a competent regulatory authority that supervises the applicant's shareholder/head office.
2.A letter of guarantee from the applicant's shareholder or an undertaking from the head office.
3.Business plans inclusive of three years' financial projections of the applicant and proposed organization chart of the applicant.
4.Certified true copy of the Memorandum and Articles of Association of the applicant, including the Certificate of incorporation.
5.Certified true copy of the resolutions of the board or minutes of the general meeting, which approve the applicant to apply for a license.
6.Copy of the audited annual accounts of the applicant's shareholder/head office for the three preceding years.
7.Applicant's corporate profile, which includes:
√ The name, place and date of establishment of the applicant.
√ The names, addresses, qualifications and experience of the directors and officers responsible for the overall management of the affairs of the applicant.
√ The name and address of each member who holds 10% or more of the voting shares of the applicant.
√ Declaration by the applicant on the probity of its directors and officers who are responsible for the management of the applicant; and
√ Any other information relevant to the application.
自由容器
Operational Requirements
Maintain a paid-up capital or working funds unimpaired by losses of a minimum of RM10 million. Labuan FSA may exercise its discretion to require additional capital or working funds to commensurate with the business operations of the bank, taking into account the risk profile as well as nature, scale, complexity and diversity of the Labuan investment banking business activities.
Maintain a physical presence in Labuan.
The appointment of a director or PO of a Labuan investment bank must obtain prior approval from Labuan FSA.
Every director or principal officer (PO) of a Labuan investment bank must be fit and proper persons and shall not be subject of any adverse report from any reliable sources.
Comply with the statutory requirements under the Labuan Financial Services and Securities Act 2010.
Comply with the prudential and reporting requirements issued by Labuan FSA.
Meet certain pre-determined criteria, should it prefer to co-locate to any other parts of Malaysia.
Adhere to any other requirements issued by Labuan FSA from time to time.
The Labuan investment bank must adhere to the following
自由容器-副本3
Reporting Requirements
A Labuan investment bank is required
- To appoint an approved external auditor to undertake an audit in respect of its accounts and business operations.
- To submit to the Supervision and Monitoring Department of Labuan FSA within six (6) months after the close of each financial year, via COR@L system a copy of its audited financial statements, through appointed company secretary.
- To provide statistics and information from time to time, as may be required by Labuan FSA.
申请证券牌照需要向纳闽金融管理局支付许手续费。 此外，在授予证券牌照许可后，还需支付 1,500 美元的年费。 其后的年费须于每年 1 月 15 日之前缴付。
费用
Annual fee of USD 30,000 is payable to Labuan FSA upon the grant of license. The subsequent payment of annual fee is payable not later than 15 January of each year.
Fees